-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SkkPRMGQO++e1aM+cDlL4MI3UybTJyN2X9x+NIqSIqAitVS7PFggWBAoGZFUjEUs eD0wMhm7AANCWFzT921emw== 0000950134-00-001712.txt : 20000309 0000950134-00-001712.hdr.sgml : 20000309 ACCESSION NUMBER: 0000950134-00-001712 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPATIAL TECHNOLOGY INC CENTRAL INDEX KEY: 0000852437 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841035353 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47261 FILM NUMBER: 563228 BUSINESS ADDRESS: STREET 1: 2425 55TH STREET STREET 2: STE 100 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034490649 MAIL ADDRESS: STREET 1: 2425 55TH STREET STREET 2: STE 100 CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TURCOTTE WILLIAM II CENTRAL INDEX KEY: 0001076127 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1127 S MANHELM ROAD SUITE 305 CITY: WESTCHESTER STATE: IL ZIP: 60154 BUSINESS PHONE: 7083441815 MAIL ADDRESS: STREET 1: 1127 S MANHELM ROAD SUITE 305 CITY: WESTCHESTER STATE: IL ZIP: 60154 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(a) (Amendment No. 1) Spatial Technology Inc. ----------------------- (Name of Issuer) Common Stock, $0.01 Par Value Per Share --------------------------------------- (Title of Class of Securities) 847246105 ------------------------- (CUSIP Number) Michael L. Platt, Esq. Cooley Godward LLP 2595 Canyon Blvd Suite 250 Boulder, Colorado 80302 (303) 546-4000 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 23, 2000 ----------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued in following pages) (Page 1 of 6 Pages) 2
- -------------------------------------------------------------------------------------------------------------------------------- CUSIP NO. 847246105 13D PAGE 2 OF 83 - -------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) William E. Turcotte II ----------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ----------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO ----------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] ----------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. ----------------------------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 588,350 shares (includes 50,000 shares issuable upon exercise of options SHARES exercisable within 60 days of March 1, 2000). BENEFICIALLY ------------------------------------------------------------------------------------------------- 8 SHARED VOTING POWER OWNED BY 0 EACH ------------------------------------------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER 588,350 shares (includes 50,000 shares issuable upon exercise of options PERSON exercisable within 60 days of March 1, 2000). ------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ----------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 588,350 shares (includes 50,000 shares issuable upon exercise of options exercisable within 60 days of March 1, 2000). [ ] ----------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ----------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.16% ----------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN -----------------------------------------------------------------------------------------------------------------------------
(Page 2 of 6 Pages) 3 ITEM 1. SECURITY AND ISSUER This Amendment No. 1 to the statement on Schedule 13D filed January 4, 1999, relates to the Common Stock, $0.01 par value per share (the "COMMON STOCK"), of Spatial Technology Inc., a Delaware corporation ("SPATIAL"). The principal executive offices of Spatial are located at 2425 55th Street, Suite 100, Boulder, Colorado 80301. ITEM 2. IDENTITY AND BACKGROUND (a) The name of the person filing this statement is William E. Turcotte II (the "REPORTING PERSON"). (b) Residence or business address: 2425 55th Street, Suite 100 Boulder, Colorado 80301. (c) Name and present principal occupation or employment of Reporting Person: William E. Turcotte II, Vice President, Interoperability Solutions of Spatial Technology Inc., 2425 55th Street, Suite 100 Boulder, Colorado 80301. (d) During the past five years, the Reporting Person has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the past five years, the Reporting Person has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of or prohibiting or mandating activity subject to Federal or State securities laws or finding any violation with respect to such laws. (f) William E. Turcotte II is a citizen of the United States. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Not applicable. ITEM 4. PURPOSE OF TRANSACTION (a) During the period April 28, 1999 through February 23, 2000 the Reporting Person disposed of an aggregate of 121,650 shares pursuant to open market sales and gifted an additional 5,000 shares of the Issuer's Common Stock held by him (or 1% of Spatial's total outstanding Common Stock). (Page 3 of 6 Pages) 4 (b) Not applicable. (c) Not applicable. (d) None. (e) None. (f) None. (g) None. (h) None. (i) None. (j) Other than as described above, Spatial currently has no plan or proposal which relates to, or may result in, any of the matters listed in Items 4(a) - (i) of Schedule 13D (although Spatial reserves the right to develop such plans). ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) State the aggregate number and percentage of the class of securities identified pursuant to Item 1. 588,350 shares (includes 50,000 shares issuable upon exercise of options exercisable within 60 days of March 1, 2000). 5.16% (b) Number of shares beneficially owned by the Reporting Person: Sole Voting Power 588,350 shares (includes 50,000 shares issuable upon exercise of options exercisable within 60 days of March 1, 2000). Shared Voting Power 0 Sole Dispositive Power 588,350 shares (includes 50,000 shares issuable upon exercise of options exercisable within 60 days of March 1, 2000). Shared Dispositive Power 0
(Page 4 of 6 Pages) 5 (c) The Reporting Person has effected the following transactions in Spatial Common Stock during the past 60 days:
NUMBER OF WHERE AND HOW THE SECURITIES PRICE TRANSACTION WAS DATE OF TRANSACTION INVOLVED PER SHARE EFFECTED. 04/28/99 5,000 $3.25 Open market sale 05/05/99 200 $3.25 Open market sale 05/11/99 1,100 $3.00 Open market sale 05/12/99 3,900 $3.00 Open market sale 05/13/99 4,800 $3.25 Open market sale 05/17/99 900 $3.25 Open market sale 05/19/99 800 $3.25 Open market sale 05/20/99 3,300 $3.25 Open market sale 05/21/99 2,500 $3.75 Open market sale 05/21/99 7,500 $3.85 Open market sale 05/27/99 5,000 $3.5625 Open market sale 08/13/99 5,000 $3.75 Open market sale 08/16/99 3,000 $3.75 Open market sale 08/17/99 2,000 $3.75 Open market sale 08/19/99 100 $3.75 Open market sale 08/24/99 5,000 $3.625 Open market sale 08/31/99 700 $3.75 Open market sale 11/05/99 5,000 $3.3875 Open market sale 11/05/99 5,000 $3.375 Open market sale 11/15/99 5,000 $3.3125 Open market sale 11/19/99 5,000 $3.75 Open market sale 11/22/99 4,000 $3.875 Open market sale 11/24/99 5,000 $3.878 Open market sale 11/29/99 2,100 $4.50 Open market sale 12/10/99 5,000 $0.00 Gift 02/04/00 600 $5.125 Open market sale 02/07/00 1,500 $4.875 Open market sale 02/09/00 2,900 $5.25 Open market sale 02/11/00 1,500 $5.375 Open market sale 02/15/00 5,000 $5.50 Open market sale 02/22/00 10,000 $6.89 Open market sale 02/23/00 7,000 $7.28 Open market sale 02/25/00 3,000 $6.50 Open market sale 02/28/00 3,250 $5.875 Open market sale 02/29/00 5,000 $6.00 Open market sale ---------- TOTAL: 126,650
(d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Other than as described in Item 4 above, to the Reporting Person's knowledge, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to any securities of Spatial, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS EXHIBIT NO. DESCRIPTION 99.1* Stock Purchase Agreement, dated as of December 23, 1998, by and among Spatial Technology Inc., a Delaware corporation, InterData Access, Inc., an Illinois corporation, and the Selling Shareholders named therein. 99.2* Escrow Agreement dated as of December 23, 1998, by and among Spatial Technology Inc., a Delaware corporation, the Selling Shareholders named therein and Norwest Bank, Colorado N.A., as escrow agent. 99.3* Affiliate Agreement dated as of December 23, 1998, by each of the Selling Shareholders for the benefit of Spatial Technology Inc. - ------------ * Filed as an exhibit to the Schedule 13D, filed on January 4, 1999 and incorporated herein by reference. (Page 5 of 6 Pages) 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 8, 2000 REPORTING PERSON: /s/ William E. Turcotte II -------------------------------------- William E. Turcotte II (Page 6 of 6 Pages) -----END PRIVACY-ENHANCED MESSAGE-----